Retail Store Operations Audit Checklist

What you'll find inside

• Cash and sales checks: documented cash counts, individual POS access, approved refunds, voids and discounts, reconciled deposits and gift cards
• Inventory and merchandising checks: prompt receipts and transfers, high-shrink items, reviewed counts, damaged or expired stock and price labels
• People and compliance checks: staffing and time records, policies and emergency procedures, logged complaints and incidents, and physical security
• Risk prompts on control bypass, one-person control of an outcome and exceptions that have become normal practice
• An “evidence to retain” list for your workpapers, plus a Done / Review / N/A status key, with space for auditor notes and testing exceptions
• A completion page with six closing checks and a final conclusion, owner and follow-up date

Best for

• Retail Auditors
• Operational Auditors
• Internal Auditors
• Fraud Auditors

Resource information

Format:

PDF

Pages:

6

Price:

Free

Registration:

Not required