ToolAudit Planning
Audit Scope Builder Tool
Turn a broad request such as “audit procurement” into a clear, risk-based scope linking objectives, risks, processes, locations, systems and exclusions.
PDF • 6 Pages • Free
Resources · Tools
Free Internal Audit Tools
Practical decision-making and analysis tools designed to strengthen audit planning, fieldwork, evaluation and follow-up.
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20 resources
ToolRisk Assessment
Risk Prioritization Tool
Reduce a long risk list to the few risks that deserve audit attention, scoring impact, likelihood, velocity, control weakness and sensitivity.
PDF • 6 Pages • Free
ToolInternal Controls
Walkthrough Process Mapping Tool
Document how a process really works during walkthroughs — steps, roles, systems, approvals, evidence, exceptions and manual workarounds.
PDF • 6 Pages • Free
ToolInternal Controls
Control Design Evaluation Tool
Check whether a control is designed well enough to address its risk — owner, frequency, evidence, precision and exception response — before you test it.
PDF • 6 Pages • Free
ToolInternal Controls
Audit Evidence Sufficiency Tool
Test the quantity, relevance, reliability and corroboration of your evidence before finalizing a finding or conclusion.
PDF • 6 Pages • Free
ToolAudit Reporting
Root Cause Analysis Tool
Move beyond “remind employees” and “provide training” — use repeated why-questions and cause categories to reach the condition that created the issue.
PDF • 6 Pages • Free
ToolAudit Reporting
Finding Significance Tool
Rate findings consistently by combining consequence, exposure, control failure, recurrence and urgency, mapped to your own rating methodology.
PDF • 6 Pages • Free
ToolFollow-Up
Management Action Plan Quality Tool
Check that proposed corrective actions are specific, owned, measurable and actually address the root cause — before the report is issued.
PDF • 6 Pages • Free
ToolAudit Planning
Audit Stakeholder Mapping Tool
Identify who can block, support, inform or approve an audit and plan how to engage them — preventing late surprises on sensitive or cross-border engagements.
PDF • 6 Pages • Free
ToolContinuous Monitoring
Continuous Monitoring Opportunity Selector
Decide which audit tests should become monthly, weekly or near-real-time monitoring routines — based on risk, repeatable logic, reliable data and clear ownership.
PDF • 6 Pages • Free
ToolAudit Planning
Audit Objective Builder Tool
Turn a vague request such as “review procurement” into clear, testable, outcome-focused audit objectives linked to a specific risk and clear criteria.
PDF • 6 Pages • Free
ToolInternal Controls
Control Test Method Selector
Choose the strongest practical test method — inquiry, inspection, observation, reperformance or data analytics — for each control and assertion.
PDF • 6 Pages • Free
ToolInternal Controls
Audit Sampling Planner Tool
Plan a defensible sampling approach — population, objective, risk strata and selection method — before you pull a sample. A planning aid, not a sample-size calculator.
PDF • 6 Pages • Free
ToolInternal Controls
Audit Exception Evaluation Tool
Decide whether a test exception is isolated, recurring, systemic or evidence of control failure — and whether to expand testing or raise a finding.
PDF • 6 Pages • Free
ToolAudit Planning
Audit Interview Planner Tool
Plan focused interviews and walkthrough meetings that separate what people say from the evidence that still needs corroboration.
PDF • 6 Pages • Free
ToolData Analytics
Data Analytics Test Selector Tool
Match each risk to a practical data test, the fields it needs and whether it suits one-off audit work or continuous monitoring.
PDF • 6 Pages • Free
ToolAudit Planning
Audit Time Budget Planner Tool
Turn an engagement scope into a realistic time budget, allocating hours by risk, complexity, data effort and review needs rather than equally.
PDF • 6 Pages • Free
ToolGovernance
Process Ownership & RACI Clarity Tool
Map key activities to Responsible, Accountable, Consulted and Informed roles to expose ownership gaps, conflicting accountability and concentration of duties.
PDF • 6 Pages • Free
ToolAudit Reporting
Recommendation Strength Tool
Challenge whether a recommendation fixes the root cause, reduces risk, has a named owner and can be verified later — before it goes into the report.
PDF • 6 Pages • Free
ToolFollow-Up
Audit Follow-Up Prioritization Tool
Decide which open audit actions need immediate follow-up by combining residual risk, aging, recurrence, dependencies and evidence of progress.
PDF • 6 Pages • Free